1. Title of Derivative Security (Instr. 4) |
2. Date Exercisable and Expiration Date (Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) |
4. Conversion or Exercise Price of Derivative Security |
5. Ownership Form of Derivative Security: Direct (D) or Indirect (I) (Instr. 5) |
6. Nature of Indirect Beneficial Ownership (Instr. 5) |
Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
Stock Option (right to buy)
|
(3)
|
12/05/2029 |
Common Stock
|
257
|
$
221.55
|
D
|
|
Stock Option (right to buy)
|
(4)
|
12/02/2030 |
Common Stock
|
162
|
$
39.2
|
D
|
|
Stock Option (right to buy)
|
(5)
|
01/15/2031 |
Common Stock
|
313
|
$
45.5
|
D
|
|
* |
If the form is filed by more than one reporting person, see Instruction 5(b)(v). |
** |
Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
(1) |
Consists of 171 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of Baudax Bio, Inc. (the "Company"). The restricted stock units vest annually in four equal installments commencing on December 5, 2020, subject to continued service to the Company on the applicable vesting dates. The restricted stock units will be settled on the applicable vesting dates in shares of the Company's common stock. |
(2) |
Consists of 67 restricted stock units. Each restricted stock unit represents a contingent right to receive one share of common stock of the Company. The restricted stock units vest annually in four equal installments commencing on January 15, 2022, subject to continued service to the Company on the applicable vesting dates. The restricted stock units will be settled on the applicable vesting dates in shares of the Company's common stock. |
(3) |
The stock option vests in equal monthly installments over 48 months, beginning on January 5, 2020, subject to continued service to the Company on the applicable vesting dates. |
(4) |
The stock option vested in two equal, semi-annual installments on June 30, 2021 and December 31, 2021. |
(5) |
The stock option vests in equal monthly installments over 48 months, beginning on February 15, 2021, subject to continued service to the Company on the applicable vesting dates. |